(二)我们应该将划分模式与探求共性结合起来,科学地进行比较研究
两种进路(划分模式和探求共性)都有明显价值评价的痕迹。前者夸大了差异,后者有意地忽视某些差异。两者都尝试着将读者从烦琐的细节中解放出来,即“清除灌木,从而看到纯然美丽的森林全貌。”[32]在用粗毛刷子绘制的刑事诉讼法图景上,大量细节被径直省略掉。当然,在比较法中保持完全的价值中立和描述客观是不现实的,因为比较本身就具有评价的性质,那么我们只能寻求最大程度地减少价值评价和偏颇认识。划分模式或探求共性都不是绝对科学的进路,只有将两者结合运用,方可贴近科学,最大限度地增进不同法域间的相互理解。具体而言,划分模式往往有助于我们去了解各法域刑事诉讼法所处的政治、文化背景,不至于满足于它们表面上的相似;在探求共性的原则指引下,我们又可以运用既定的分析网格,从而跳出法域的限定,进行一般性的功能比较,从而促进不同法域间的司法合作与刑事诉讼程序国际准则的确立。
总之,我们需要在寻求共识的基础上存异,因为各法域刑事诉讼法所栖身的政治、文化土壤有所不同;在承认差异的基础上探求普适性的准则,因为各法域刑事诉讼法具有相似的功能,它们在全球化以及普适人权的影响下还将进一步趋同。只有将划分模式和探求共性结合起来,我们才能实现相互理解的刑事诉讼法比较,使得这种比较不仅仅服务于法律借鉴、移植,更成为沟通不同法域智识,促进国际刑事司法合作和统一刑事诉讼国际秩序的桥梁。
【作者简介】
印波,单位为北京师范大学法学院。
【注释】程味秋:《两大法系刑事诉讼模式之比较》,载《比较法研究》1997年第2期。
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达马斯卡在1986年撰写的著作《司法和国家权力的多种面孔》中创立的冲突解决模式(conflict-solving model)和政策执行模式(policy-implementing model)系上述两组模式的延伸,本文因此也不作讨论。Mirjan R.Damaska,The Faces of Justice and State Authority,Yale University Press,1986.
Mirjan R.Damaka,Evidentiary Barriers to Conviction and Two Models of Criminal Procedure:A Comparative Study,University of Pennsylvania Law Review,January,1973,pp.507-589.
Mirjan R.Damaka,Evidentiary Barriers to Conviction and Two Models of Criminal Procedure:A Comparative Study,University of Pennsylvania Law Review,January,1973,pp.507-589.这两种模式系统的总结,还可参见Peter Duff,Disclosure in Scottish Criminal Procedure:AnotherStep in an Inquisitorial Direction?International Journal of Evidence and Proof,July,2007,pp.154-155.
Mirjan R.Damaka,Structures of Authority and Comparative Criminal Procedure,The Yale Law Journal,January,1975,pp.480-544.
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Mirjan R.Damaka,Evidentiary Barriers to Conviction and Two Models of Criminal Procedure:A Comparative Study,University of Pennsylvania Law Review,January,1973,pp.538-540,562,566,577;Mirjan R.Damaka,Structures of Authority and Comparative Criminal Procedure,The Yale Law Journal,January,1975,pp.481-483,486,494,511,523,527.
Mirjan R.Damaka,Structures of Authority and Comparative Criminal Procedure,The Yale Law Journal,January,1975,pp.486,511;Max Weber,Economy and Society,University of California Press,1978.
Peter Duff,Disclosure in Scottish Criminal Procedure:Another Step in an Inquisitorial Direction?International Journal of Evidence and Proof,July,2007,p.155.
Mirjan R.Damaka,Evidentiary Barriers to Conviction and Two Models of Criminal Procedure:A Comparative Study,University of Pennsylvania Law Review,January,1973,p.577.
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除了下文的分析,戴尔马斯·马蒂(Delmas-Marty)一直在致力于创设适用整个欧洲的刑事诉讼程序模板。由于她的研究多适用于欧洲,而不是普适性的,本文并不详细探讨她的研究。相关研究例见Mireille Delmas-Marty,Towards a European Model of the Criminal Trial,inMireille Delmas-Marty ed.,The Criminal Process and Human Rights:Towards a European Consciousness,Martinus Nijhoff,1995,pp.191-198.
Barton L.Ingraham,The Structure of Criminal Procedure:Laws and Practice of France,the Soviet Union,China,and the United States,Greenwood Press,1987,pp.17,19.
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Barton L.Ingraham,The Structure of Criminal Procedure:Laws and Practice of France,the Soviet Union,China,and the United States,Greenwood Press,1987,p.21.
Barton L.Ingraham,The Structure of Criminal Procedure:Laws and Practice of France,the Soviet Union,China,and the United States,Greenwood Press,1987,p.20.
Barton L.Ingraham,The Structure of Criminal Procedure:Laws and Practice of France,the Soviet Union,China,and the United States,Greenwood Press,1987,preface.
Christoph Safferling,Towards an International Criminal Procedure,Oxford University Press,2001,pp.2-5.
Barton L.Ingraham,The Structure of Criminal Procedure:Laws and Practice of France,the Soviet Union,China,and the United States,Greenwood Press,1987,p.19.
Barton L.Ingraham,The Structure of Criminal Procedure:Laws and Practice of France,the Soviet Union,China,and the United States,Greenwood Press,1987,p.118.
Barton L.Ingraham,The Structure of Criminal Procedure:Laws and Practice of France,the Soviet Union,China,and the United States,Greenwood Press,1987,p.19.
Richard O.Lempert,Anglo-American and Continental Systems:Marsupials and Mammals of the Law,in John Jackson,Máximo Langer&Peter Tillers eds.,Crime,Procedure and Evidence in a Comparative and International Context:Essays in Honour of Professor Mirjan Damaka,Hart Publishing,2008,pp.395-414.
John Hatchard,Barbara Huber&Richard Vogler eds.,Comparative Criminal Procedure,The British Institute of International and ComparativeLaw,1996,p.6.
Peter Duff,Disclosure in Scottish Criminal Procedure:Another Step in an Inquisitorial Direction?International Journal of Evidence and Proof,July,2007,p.155.
参见Richard Vogler,A World View of Criminal Justice,Ashgate,2005,p.3.
Barton L.Ingraham,The Structure of Criminal Procedure:Laws and Practice of France,the Soviet Union,China,and the United States,Greenwood Press,1987,p.118.
George F.Cole,Stanislaw J.Frankowski&Marc G.Gertz eds.,Major Criminal Justice Systems:A Comparative Survey,Sage Publications,1987,p.8.
Barton L.Ingraham,The Structure of Criminal Procedure:Laws and Practice of France,the Soviet Union,China,and the United States,Greenwood Press,1987,p.118.